文学文享（112）：泛读文献

摘要：Today, the editor will interpret and share "Research on the factors and risk system of supply chain interruption of new energy veh

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Today, the editor brings you the literature reading.

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1 内容摘要（Content summary）

今天小编将从“思维导图、精读内容、知识补充”三个板块，解读分享文献《新能源车企供应链中断的因素与风险体系探究》。

Today, the editor will interpret and share "Research on the factors and risk system of supply chain interruption of new energy vehicle enterprises" from the three sections of "mind map, intensive reading content, and knowledge supplement".

2 思维导图（Mind mapping）

3 精读内容（Intensive reading content）

本次泛读的文献是刊载于中国市场期刊上的一篇优秀文献，题为新能源车企供应链中断的因素与风险体系探究。作者立足于当前我国制造业供应链中断风险增加，全球新能源车需求增大的背景，以新能源车企供应链中断的案例入手，运用扎根理论方法分析造成因素，挖掘运作的风险体系，并提出新能源汽车供应链的治理路径。

This extensive reading is an excellent article published in Chinese market journals, entitled "Research on the factors and risk system of supply chain disruption of new energy vehicle enterprises". Based on the background of the increasing risk of supply chain disruption in China's manufacturing industry and the increasing global demand for new energy vehicles, the author starts with the case of supply chain disruption in new energy vehicle enterprises, uses grounded theory to analyze the causes, excavates the risk system of operation, and puts forward the governance path of the supply chain of new energy vehicles.

近年来各种突发事件对新能源车企供应链的供给侧和供求侧造成冲击，供应链中断事件屡屡发生，在此背景下文章的核心问题得以产生，即作者想探究影响我国新能源车企供应链中断的具体因素有哪些，及其正常运作面临着哪些风险。

In recent years, various emergencies have impacted the supply side and supply and demand measurement of the supply chain of new energy vehicle enterprises, and supply chain interruptions have occurred frequently. Under this background, the core issue of the article has emerged, that is, the author wants to explore the specific factors that affect the supply chain interruption of new energy vehicle enterprises in China, and what risks they face in their normal operation.

作者文章中用到的研究方法为扎根理论，该理论旨在在无研究假设的情况下，从大量翔实资料中从下往上建立实质理论，大致的过程为将收集的资料不断进行思考、比较分析、归类、概念化并加以关联和建构，使之符合研究者的主题。研究流程一般为界定现象、文献探讨、资料收集与分析、初建理论、检验理论饱和度并补充资料、形成理论。

The research method used in the author's article is grounded theory, which aims to establish a substantive theory from bottom to top from a large number of detailed data without research hypothesis. The general process is to continuously think, compare, analyze, classify, conceptualize, and connect and construct the collected data, so as to make it conform to the researcher's theme. The research process generally includes defining phenomena, literature discussion, data collection and analysis, establishing theories, testing theoretical saturation and supplementing data, and forming theories.

作者在进行了文献综述后，发现当前的研究大多笼统地将制造业供应链作为研究对象，极少有研究新能源汽车供应链，同时这些研究所使用的案例不多，没有使用大量案例来分析总结其中的共性，故作者汇总大量案例，使用扎根理论方法进行探究。

After reviewing the literature, the author found that most of the current studies generally took the manufacturing supply chain as the research object, and rarely studied the supply chain of new energy vehicles. At the same time, these studies used few cases, and did not use a large number of cases to analyze and summarize the commonness. Therefore, the author summarized a large number of cases and used grounded theory to explore.

使用扎根理论的第一个步骤为开放性编码，具体操作方式为先从案例的文本中提炼出新能源汽车停产原因的概念类属，并确定类属的属性与维度，再对概念进行风险归类的范畴化，如下表所示。

The first step of using grounded theory is open coding. The specific operation method is to extract the conceptual category of the reasons for the shutdown of new energy vehicles from the text of the case, determine the attributes and dimensions of the category, and then categorize the concept of risk classification, as shown in the table below.

扎根理论的第二个步骤为主轴性编码，作者将上个步骤中范畴化后的相关指标进行了分析，理清了这些指标间的关系脉络，形成了范畴间的因果关系。比如形成技术风险和库存管理风险的因果条件是宏观经济风险，形成风险会涉及到市场、物流运转、预测和资金风险，且中介条件为国家制度及运营风险。

The second step of grounded theory is spindle coding. The author analyzes the relevant indicators after categorization in the previous step, clarifies the relationship between these indicators, and forms the causal relationship between categories. For example, the causal condition for the formation of technical risk and inventory management risk is macroeconomic risk. The formation of risk will involve market, logistics operation, prediction and capital risk, and the intermediary condition is national system and operation risk.

最后的选择性编码阶段，作者尝试从上述两个步骤中得出的结论提炼出最终的中国新能源车企供应链中断的逻辑，找出使新能源车企供应链中断的因素的定论，从而构建出本文章的理论。

In the final selective coding stage, the author tries to extract the final logic of the supply chain interruption of China's new energy vehicle enterprises from the conclusions drawn from the above two steps, and find out the final conclusion of the factors that cause the supply chain interruption of new energy vehicle enterprises, so as to construct the theory of this article.

构建出理论后，作者又进行了饱和度检验，是指所构建的理论已涵盖了所有可能的案例，没有新的案例可以使理论发展出新的范畴和特征。检验方法为使用上述步骤对新的案例再进行一次扎根理论分析，观察其中的相关因果条件、中介条件等是否遵循以构建出的理论。

After constructing the theory, the author conducted a saturation test, which means that the constructed theory covers all possible cases, and no new case can make the theory develop new categories and characteristics. The test method is to use the above steps to conduct another grounded theoretical analysis on the new case, and observe whether the relevant causal conditions and intermediary conditions follow the theory constructed.

4 知识补充（Knowledge supplement）

什么是理论饱和度？

What is theoretical saturation?

在定性研究领域，理论饱和度是一个至关重要的概念，它关乎研究的深度、广度以及最终的理论构建。定性研究以探索和理解社会现象为本质，侧重于揭示事物的内在逻辑和深层意义。在这一过程中，理论饱和度不仅作为研究的目标，更是衡量研究质量的重要标准。

In the field of qualitative research, theoretical saturation is a crucial concept, which is related to the depth and breadth of research and the final theoretical construction. Qualitative research takes exploring and understanding social phenomena as its essence, and focuses on revealing the internal logic and deep meaning of things. In this process, theoretical saturation is not only the goal of research, but also an important standard to measure the quality of research.

理论饱和度，简而言之，就是理论构建过程中，当新收集的数据不再能够为理论提供新的洞见或维度时，即认为理论已经达到了饱和状态。这种状态意味着研究已经充分利用了现有数据，对某一现象或问题的理解已经趋于饱和深入。

Theory saturation, in short, is that in the process of theory construction, when the newly collected data can no longer provide new insights or dimensions for the theory, it is considered that the theory has reached the saturation state. This state means that the research has made full use of the existing data, and the understanding of a phenomenon or problem has become saturated.

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参考资料：

翻译：DeepSeek